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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-01-30 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Elk River, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Bloomington | MN | 09/2013 | 07/2017 |
| Raymond James Financial Services Advisors Inc. | Bloomington | MN | 01/2014 | 07/2017 |
| Paul M. Bennett Ltd | Bloomington | MN | 01/2010 | 07/2017 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 07/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: STUDIO VEIL; Date Activity Started/Modified/Ended: 5/18/2019; Type of Activity: Other - WEDDING DJ; Role/Relationship: Other - INDEPENDENT CONTRACTOR; Responsibilities: HOST WEDDING RECEPTION AND DANCE; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-13 |
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