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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-02-19 |
Branch Locations
3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kelley Financial Group | Cincinatti | OH | 06/2014 | 05/2017 |
| Ernst & Young, Llp | Cincinnati | OH | 08/2019 | 09/2019 |
| Pursuit Financial | Cincinnati | OH | 10/2019 | 05/2023 |
| John Kersey | Cincinnati | OH | 08/2014 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 08/2013 | 08/2019 |
| James H Daffin | Cincinnati | OH | 05/2023 | Present |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 02/2024 | Present |
| Gregory Woods | West Chester | OH | 04/2015 | 05/2017 |
| David Schimberg | Cincinnati | OH | 10/2015 | 05/2017 |
| James Daffin | Cincinnati | OH | 04/2017 | 08/2019 |
| Chris Plummer | Cincinnati | OH | 04/2017 | 08/2019 |
| Michael Bochnovich | Cincinnati | OH | 04/2018 | 08/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2026 | Present |
TRUSTEE, VINEYARD CHURCH NORTHWEST, 9165 ROUND TOP RD, CINCINNATI, , OHIO, 45251, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-31 |
| S66 | Uniform Combined State Law Examination | 2013-12-09 |
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