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Merrick Daniel Stewart

Wells Fargo Clearing Services, LLC

Denver, CO

Federal Heights, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-12
CO RA APPROVED 2021-10-04
  • TX RA
    APPROVED_RES
    Since 2023-12-12
  • CO RA
    APPROVED
    Since 2021-10-04

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

10250 Federal Blvd Unit 600, Federal Heights, CO 80260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Longmont CO 06/2016 Present
Wells Fargo Clearing Services, Llc Longmont CO 02/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
S63 Uniform Securities Agent State Law Examination 2018-05-11
  • S66 Uniform Combined State Law Examination
    2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
Other Names
  • Merrick Daniel Stewart
  • Merrick Stewart

View on SEC IAPD

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