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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-11 |
| TX | RA | APPROVED | 2021-02-11 |
Branch Locations
319 E. Carrillo St Ste 102, Santa Barbara, CA 93101 • United States
San Luis Obispo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Santa Barbara | CA | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 11/2016 | 02/2021 |
| Lpl Financial, Llc | Santa Barbara | CA | 02/2021 | Present |
1)01/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CVG WEALTH MANAGEMENT - INVESTMENT RELATED - SANTA BARBARA, CA 93101 2)12/8/2022 - Lone Madrone Winery - Not Investment Related - 5800 Adelaida Rd, Paso Robles, CA 93446 - Outside/W-2 Employment - bussing tables and polishing wine glasses - Start Date - 12/03/2022 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-01 |
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