Bert Pierpont Palmer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-03-02
CO	RA	APPROVED	2009-01-29

TX RA
APPROVED

Since 2009-03-02
CO RA
APPROVED

Since 2009-01-29

Branch Locations

370-17Th Street, Denver, CO 80202 • United States

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Greenwood Village, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Denver	CO	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Denver, CO

Previous Registrations

2002-07-02 → 2009-01-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Denver, CO

Denver, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-03-05

S66 Uniform Combined State Law Examination

2002-03-05

Other Names

Bert Pierpont Palmer

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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