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Katharine Lee Lois

Benjamin F. Edwards & Company, Inc.

Woodstock, IL

St. Louis, MO

CRD 6004349

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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-21
  • IL RA
    APPROVED
    Since 2022-09-21

Branch Locations

11621 Catalpa Lane, Woodstock, IL 60098 • United States

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knight Barry Title Company Lake Geneva WI 05/2016 09/2016
Edward Jones Lake Geneva/Kenosha WI 10/2016 05/2022
Benjamin F. Edwards Woodstock IL 05/2022 Present
  • 05/2016 → 09/2016
    Knight Barry Title Company
    Lake Geneva, WI
  • 10/2016 → 05/2022
    Edward Jones
    Lake Geneva/Kenosha, WI
  • 05/2022 → Present
    Benjamin F. Edwards
    Woodstock, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20
Other Names
  • Katharine Lee Schisler
  • Katharine Nitsch
  • Kate Lois
  • Katharine Lee Nitsch

View on SEC IAPD

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