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Alex Ryan Spielman

Ameriprise Financial Services, LLC

Spencer, IA

CRD 6000787

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-22
  • IA RA
    APPROVED
    Since 2025-07-22

Branch Locations

116 W 8Th St, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Spencer IA 01/2025 Present
Eagles United Arnolds Park IA 01/2015 Present
Okoboji Community Schools Milford IA 06/2023 06/2024
  • 01/2025 → Present
    Spencer, IA
  • 01/2015 → Present
    Eagles United
    Arnolds Park, IA
  • 06/2023 → 06/2024
    Okoboji Community Schools
    Milford, IA
Other Businesses

Business Ownership; Eagles United; I am the Founder and President of Eagles United. I am no longer the program director and help with skills and camps as a coach.; 501c3 Non-Profit youth Basketball skills/camps organization; 1028 Emerald Pines Drive, , Arnolds Park, IA, 51331; Not Investment-Related; 03/12/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Spielman LLC; Employee; My Ameriprise paycheck comes from Spielman LLC; 112 North Second Street , , Cherokee , IA, 51012; Investment-Related; 02/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-21
S63 Uniform Securities Agent State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2025-07-21
  • S63 Uniform Securities Agent State Law Examination
    2012-05-22
Other Names
  • Alex R Spielman
  • Alex Spielman

View on SEC IAPD

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