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Erik Martin Johnson

La Jolla Institute For Wealth Management

La Jolla, CA

CRD 5995814

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Employer firm

La Jolla Institute For Wealth Management CRD 109340

$45.2M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
La Jolla Institute For Wealth Management

7946 Ivanhoe Avenue, Suite 214, La Jolla, CA 92037-4517 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-06
  • CA RA
    APPROVED
    Since 2025-01-06

Branch Locations

7946 Ivanhoe Avenue, Suite 214, La Jolla, CA 92037-4517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Jolla Insitute For Wealth Management La Jolla CA 01/2011 Present
Erik Johnson La Jolla CA 01/1999 Present
  • 01/2011 → Present
    La Jolla Insitute For Wealth Management
    La Jolla, CA
  • 01/1999 → Present
    Erik Johnson
    La Jolla, CA
Other Businesses

ERIK JOHNSON, OWNER. NOT INVESTMENT RELATED. ERIK JOHNSON BOX 12021, LA JOLLA, CALIFORNIA 92039. SALES AND MARKETING. 1-2 HOURS PER MONTH. NO HOURS DURING SECURITIES TRADING HOURS. PRODUCT SALES AND MARKETING DUTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-05
  • S65 Uniform Investment Adviser Law Examination
    2011-10-05

View on SEC IAPD

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