Mark W Wagner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 09/2013 → Present
  Bank Of America, N.A.
  White Plains, NY

Other Businesses

I*91083 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STUBHUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN FRANCISCO, CALIFORNIA 94105 NATURE OF BUSINESS: OTHER,USER OF THE SITE POSITION, TITLE, ASSOCIATION: OTHER, USER OF THE SITE START DATE OF RELATIONSHIP: 6/1/2015 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUY AND SELL TICKETS ON STUBHUB

Exams

• S66 Uniform Combined State Law Examination
  2013-06-14

Other Names

• Mark Weatherlow Wagner