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Louis Gerald Mammana

LPl Financial LLC

Allentown, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-10
  • PA RA
    APPROVED
    Since 2025-07-10

Branch Locations

2686 S Pike Ave, Suite 200, Allentown, PA 18103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Easton PA 07/2014 04/2017
Private Advisor Group, Llc Morristown NJ 07/2014 04/2017
Next Financial Group, Inc. Houston TX 04/2017 07/2025
Lpl Financial Llc Allentown PA 07/2025 Present
Previous Registrations
  • 2017-04-10 → 2025-07-10
    Next Financial Group, Inc.
    Allentown, PA
    Houston, TX
    Allentown, PA
  • 2014-07-31 → 2017-04-10
    Easton, PA
    Morristown, NJ
Other Businesses

1- 07/2025 - Roche Financial Associates, LLC- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/20/2017 - 160 hours per month/ during trading 2- 07/2025 - Insurance Trails - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 05/01/2025 3- 07/2025 - Corinne Mammana Music, LLC - Outside/W-2 Employment - Not Investment Related - Home Based - Start Date 01/01/2024 - 5 hours per month/ 0 hours during trading 4- 07/2025 - Number Crunch Tax Solutions, LLC - Tax Prep/Accounting/CPA - Managing Member / Partner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 80 hours per month/ 5 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-31
  • S66 Uniform Combined State Law Examination
    2012-01-31
Designations
Other Names
  • Lou Mammana
  • Luis Mammana

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