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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-10 |
Branch Locations
2686 S Pike Ave, Suite 200, Allentown, PA 18103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Easton | PA | 07/2014 | 04/2017 |
| Private Advisor Group, Llc | Morristown | NJ | 07/2014 | 04/2017 |
| Next Financial Group, Inc. | Houston | TX | 04/2017 | 07/2025 |
| Lpl Financial Llc | Allentown | PA | 07/2025 | Present |
1- 07/2025 - Roche Financial Associates, LLC- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/20/2017 - 160 hours per month/ during trading 2- 07/2025 - Insurance Trails - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 05/01/2025 3- 07/2025 - Corinne Mammana Music, LLC - Outside/W-2 Employment - Not Investment Related - Home Based - Start Date 01/01/2024 - 5 hours per month/ 0 hours during trading 4- 07/2025 - Number Crunch Tax Solutions, LLC - Tax Prep/Accounting/CPA - Managing Member / Partner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 80 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-31 |
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