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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-10
MI RA APPROVED 2021-11-22
  • TX RA
    APPROVED
    Since 2022-01-10
  • MI RA
    APPROVED
    Since 2021-11-22

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith, Inc. Bloomfield Hills MI 10/2011 05/2017
Bank Of America, N.A. Bloomfield Hills MI 01/2013 05/2017
Salud Cerevecia Charlotte NC 06/2017 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 08/2019 Present
Bank Of America, N.A. Bloomfield Hills MI 10/2024 Present
  • 10/2011 → 05/2017
    Merrill Lynch, Pierce, Fenner And Smith, Inc.
    Bloomfield Hills, MI
  • 01/2013 → 05/2017
    Bank Of America, N.A.
    Bloomfield Hills, MI
  • 06/2017 → 05/2019
    Salud Cerevecia
    Charlotte, NC
  • 08/2019 → Present
    Bloomfield Hills, MI
  • 10/2024 → Present
    Bank Of America, N.A.
    Bloomfield Hills, MI
Previous Registrations
Other Businesses

Salud Cerveceria and Beer Shop. It is a brewery and beer store/bar with a kitchen in Charlotte, NC. It is not investment related. I won a small percentage (1%) of the business. I do not have any day to day duties as I am considered a passive investor. I invested in the company in May of 2017 and worked there for roughly two years as the head of the kitchen, I no longer work there. The address is Charlotte, NC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-19
  • S66 Uniform Combined State Law Examination
    2021-11-19
Other Names
  • Teddy Spickler
  • Theodore D Spickler

View on SEC IAPD

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