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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-05-15 |
| TX | RA | APPROVED | 2020-05-15 |
Branch Locations
3330 Ginger Creek Dr. Ste C, Springfield, IL 62702 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
6530 North Il-29, Springfield, IL 62707 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Springfield | IL | 11/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Springfield | IL | 11/2016 | 05/2020 |
| Lpl Financial, Llc | Springfield | IL | 05/2020 | Present |
| Private Advisor Group, Llc | Springfield | IL | 05/2020 | Present |
1)05/2019 - REAL ESTATE RENTAL - EPP PROPERTIES, LLC - 0% - INVESTMENT RELATED - SPRINGFIELD, IL 62702 2)05/2020 - DBA for LPL Business (entity for LPL business) - BROADWAY GRAHAM WEALTH PARTNERS - 100% - INVESTMENT RELATED - SPRINGFIELD, IL 62711 3) 5/26/2020 - Private Advisor Group - DBA: (Hybrid) Broadway Graham Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 160 Hours Per Month/7.5 Hours During Securities Trading - Time Spent 100% - Provides Investment advice for a fee. 4) 5/26/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 5/1/2020 - 160 Hours Per Month/7.5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/06/2025 - Apprise Wealth Partners LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:12/30/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 6) 05/13/2025 - ACB Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/07/2025 - 3 Hrs/Mth - 3 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-23 |
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