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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-05-15
TX RA APPROVED 2020-05-15
  • IL RA
    APPROVED
    Since 2020-05-15
  • TX RA
    APPROVED
    Since 2020-05-15

Branch Locations

3330 Ginger Creek Dr. Ste C, Springfield, IL 62702 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

6530 North Il-29, Springfield, IL 62707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Springfield IL 11/2014 11/2016
Wells Fargo Clearing Services, Llc Springfield IL 11/2016 05/2020
Lpl Financial, Llc Springfield IL 05/2020 Present
Private Advisor Group, Llc Springfield IL 05/2020 Present
Previous Registrations
Other Businesses

1)05/2019 - REAL ESTATE RENTAL - EPP PROPERTIES, LLC - 0% - INVESTMENT RELATED - SPRINGFIELD, IL 62702 2)05/2020 - DBA for LPL Business (entity for LPL business) - BROADWAY GRAHAM WEALTH PARTNERS - 100% - INVESTMENT RELATED - SPRINGFIELD, IL 62711 3) 5/26/2020 - Private Advisor Group - DBA: (Hybrid) Broadway Graham Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 160 Hours Per Month/7.5 Hours During Securities Trading - Time Spent 100% - Provides Investment advice for a fee. 4) 5/26/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 5/1/2020 - 160 Hours Per Month/7.5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/06/2025 - Apprise Wealth Partners LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:12/30/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 6) 05/13/2025 - ACB Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/07/2025 - 3 Hrs/Mth - 3 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-23
  • S66 Uniform Combined State Law Examination
    2011-11-23
Designations

View on SEC IAPD

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