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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 04/2000 08/2021
Securian Financial Services, Inc. Minneapolis MN 04/2000 08/2021
Cri Securities, Llc Minneapolis MN 04/2000 12/2018
Securian Financial Services Saint Paul MN 12/2021 01/2023
North Star Resource Group Minneapolis MN 11/2021 01/2023
Securian Financial Services, Inc Saint Paul MN 01/2023 08/2023
North Star Resource Group Minneapolis MN 01/2023 Present
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 04/2000 → 08/2021
    Minnesota Life Insurance Company
    St Paul, MN
  • 04/2000 → 08/2021
    Securian Financial Services, Inc.
    Minneapolis, MN
  • 04/2000 → 12/2018
    Cri Securities, Llc
    Minneapolis, MN
  • 12/2021 → 01/2023
    Securian Financial Services
    Saint Paul, MN
  • 11/2021 → 01/2023
    North Star Resource Group
    Minneapolis, MN
  • 01/2023 → 08/2023
    Securian Financial Services, Inc
    Saint Paul, MN
  • 01/2023 → Present
    North Star Resource Group
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-12-23 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2014-01-16 → 2021-08-13
    Securian Financial Services, Inc.
    St Paul, MN
    St Paul, MN
    Minneapolis, MN
  • 2014-01-16 → 2021-08-13
    Cri Securities, Llc
    St Paul, MN
    St Paul, MN
    Minneapolis, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2021 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co. 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2000, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-21
S63 Uniform Securities Agent State Law Examination 2000-05-18
  • S66 Uniform Combined State Law Examination
    2005-07-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-18
Designations

View on SEC IAPD

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