James Anthony Mellon

Current Employers

Employment History

• 05/2016 → 02/2018
  Td Ameritrade
  Portland, OR
• 03/2018 → Present
  Canter Strategic Wealth Management Dba Canter Wealth
  San Diego, CA

Previous Registrations

• 2016-07-19 → 2017-11-16
  Td Ameritrade, Inc.
  Portland, OR
• 2016-07-19 → 2017-11-16
  Td Ameritrade Investment Management, Llc
  Portland, OR
• 2014-03-28 → 2016-01-25
  Fisher Investments
  Plano, TX
• 2013-02-08 → 2014-01-22
  Equitable Advisors, Llc
  Charlestown, MA
  Wellesley, MA
  Wellesley, MA

Other Businesses

Canter Wealth HoldCo, LLC, is an owner of Canter Wealth. Canter Wealth HoldCo, LLC is owned by The CanterGroup, LLC. The Canter Group, LLC is owned by Canter Holdings, LLC, which is owned by Andrew E. Canter, through a Trust. The Canter Group operates a range of businesses through controlled entities, collectively referred to as the "Canter Companies," which are described below. To the extent clients of Canter Wealth also use the services of one or more of the Canter Companies, the activities, and fees of the Canter Companies will be important to understand. Canter Wealth advisory clients should be aware that when they are using the services of affiliated entities of Canter Wealth, such services are not provided by Canter Wealth, are subject to separate contractual arrangements, and are not part of the advisory services provided by Canter Wealth. Moreover, the protections afforded a client under applicable investment advisory laws and regulations generally do not apply to the services provided by non-advisory affiliates. From time to time and when appropriate for a client, Advisor Representatives of Canter Wealth will recommend that such clients consider the services of other affiliated Canter Companies. Personnel of other Canter Companies also retain the discretion to introduce non-advisory clients to Canter Wealth. This presents a conflict of interest since the Canter Group, LLC, will generally receive additional compensation if a Canter Wealth advisory client elects to utilize the services of another of the Canter Companies. The following are affiliated businesses owned and operated by the Canter Companies: Canter Management, LLC - a subsidiary of The Canter Group, is in the business of managing real estate holdings. Canter Capital, LLC - subsidiary of The Canter Group, seeks private investment opportunities related to Venture Capital, Private Equity, and Private Real Estate Investments. Canter Development, LLC - a subsidiary of The Canter Group, is a real estate developer that is currently active in the San Diego market. Iconic Property Management, Inc. - a subsidiary of The Canter Group, is a real estate property manager. Canter Real Estate Group, Inc. - a subsidiary of The Canter Group, is a pass-through entity that has partnered with an independent and unaffiliated real estate brokerage firm. Certain of Canter Wealth's Advisor Representatives are also licensed real estate agents of an independent and unaffiliated real-estate brokerage and agency. And, from time to time, Advisor Representatives offer clients advice or services from Canter Companies or other non-related parties. The ultimate decision to retain these separate services remains within the sole discretion of the client. Clients should be aware that these services involve a conflict of interest due to the additional compensation that will be received in connection with the transaction. Canter Wealth addresses this conflict of interest by requiring Associates to disclose the relationships to clients, by making recommendations that are in each client's best interests as a fiduciary, and by providing fulsome disclosure in this brochure. Associates satisfy this requirement by advising clients of the nature of the transaction or relationship, by noting their role in the transaction and by disclosing any compensation to be received by them in connection with the transaction (including commissions and trails, if applicable). The acceptance of real estate commissions by Advisor Representatives of Canter Wealth presents a conflict of interest and can give Canter Wealth or its Advisor Representatives an incentive to recommend that clients receive real estate services through real estate agencies of whom certain of its Advisor Representatives are agents due to the compensation such Advisor Representatives will receive, rather than on a client's needs. Canter Wealth mitigates this conflict by placing client interests first, always.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-07-12
• S66 Uniform Combined State Law Examination
  2012-07-19

Designations

Other Names

• Jim Mellon