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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

215 Washington St. Suite 100, Watertown, NY 13601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crowley & Halloran, Cpas, P.C. Watertown NY 02/2001 Present
Avantax Investment Services, Inc. Watertown NY 06/2014 09/2025
Avantax Advisory Services Watertown NY 09/2014 09/2025
Cetera Wealth Services, Llc Watertown NY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2001 → Present
    Crowley & Halloran, Cpas, P.C.
    Watertown, NY
  • 06/2014 → 09/2025
    Avantax Investment Services, Inc.
    Watertown, NY
  • 09/2014 → 09/2025
    Avantax Advisory Services
    Watertown, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Watertown, NY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-06 → 2025-09-05
    Avantax Advisory Services
    Watertown, NY
Other Businesses

Crowley & Halloran CPA's P.C.~'NIR'~215 Washington St, Suite 100~Watertown~NY~13601~Tax Preparation/Accounting~Partner/General Partner~2/1/2001~160hrs~120hrs~Provide accounting, bookkeeping, tax preparation and payroll services.|DPAO Foundation~'NIR'~617 Davidson Street PO Box 222~Watertown~NY~13601~Nonprofit~Treasurer/Comptroller~7/31/2015~5hrs~0hrs~Volunteer (unpaid) position as treasurer of the foundation board|JRC Foundation~'NIR'~PO Box 41, 380 Gaffney Drive~Watertown~NY~13601~Nonprofit~Treasurer/Comptroller~7/31/2015~1hrs~1hrs~Volunteer (unpaid) treasurer/secretary on the board of directors|Watertown Noon Rotary~'NIR'~200 Washington St., Room 409~Watertown~NY~13601~Accounting~Director/Officer~9/1/2015~1hrs~0hrs~Volunteer Deputy Treasurer|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-29
  • S63 Uniform Securities Agent State Law Examination
    2014-09-29
Other Names
  • Pamela Jean Reich

View on SEC IAPD

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