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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-01
MD RA APPROVED 2026-04-17
CA RA APPROVED 2025-12-16
  • AZ RA
    APPROVED
    Since 2026-05-01
  • MD RA
    APPROVED
    Since 2026-04-17
  • CA RA
    APPROVED
    Since 2025-12-16

Branch Locations

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

Santa Ana, CA • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co., Inc. Manchester MO 05/2016 12/2025
Moloney Investment Advisor Llc Manchester MO 05/2016 12/2016
Moloney Securities Asset Management Llc Manchester MO 12/2016 12/2025
Emerson Equity Llc San Mateo CA 12/2025 Present
Policy Engineer Insurance Solutions, Llc Seal Beach CA 01/2020 Present
  • 05/2016 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 05/2016 → 12/2016
    Moloney Investment Advisor Llc
    Manchester, MO
  • 12/2016 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → Present
    San Mateo, CA
  • 01/2020 → Present
    Policy Engineer Insurance Solutions, Llc
    Seal Beach, CA
Previous Registrations
  • 2016-12-12 → 2025-12-12
    Moloney Securities Asset Management Llc
    Irvine, CA
    Manchester, MO
    Santa Ana, CA
    Costa Mesa, CA
    Santa Ana, CA
    Long Beach, CA
  • 2016-05-31 → 2016-12-31
    Moloney Investment Advisory Llc
    Irvine, CA
    Manchester, MO
  • 2013-06-17 → 2016-06-17
    Concourse Financial Group Securities, Inc.
    Brea, CA
    Birmingham, AL
    Huntington Beach, CA
    Birmingham, AL
Other Businesses

1) POLICY ENGINEER INSURANCE SOLUTIONS, LLC-INVESTMENT RELATED, 1077 E. PACIFIC COAST WHY #115, SEAL BEACH, CA 90740, FIXED INSURANCE SALES-LIFE,HEALTH INSURANCE INCLUDING FIXED AND FIXED INDEXED ANNUITIES, LIFE INSURANCE, MEDICARE INSURANCE, LONG TERM CARE, DIS. AND ALL OTHER INS UNDER LIFE/HEALTH LICENSE. OWNER 50%.LICENSED INSURANCE AGENT, SELL INSURANCE PRODUCTS TO PROSPECTS, MANAGE SALES TEAMS, MANAGE OPERATIONS TEAM, CREATE MARKETING CONTENT. 140 HOURS PER MONTH, 4 HRS PER DAY DURING SECURITIES TRADING HOURS, 01/2020 2) (DBA) ASSET ENGINEER INVESTMENT SOLUTIONS-INVESMENT RELATED, 3602 ASPEN VILLAGE WAY, B, SANTA ANA, CA 92704, MARKETING VEHICLE THROUGH WHICH SECURITIES AND ADVISORY BUSINESS IS DONE THROUGH EMERSON EQUITY LLC., OWNER/SENIOR FINANCIAL CONSULTANT, PROSPECTING, CRM MANAGEMENT, INVESTMENT MEETINGS AND ADVISORY, APPLICATIONS, ONGOING SERVICING, AND OTHER SALE/ADMIN. TASKS RELATED TO PROFESSIONAL SECURITIES., 100 HOURS MONTHLY, 100 HOURS MONTHLY DURING SECURITIES TRADING HOURS, 05/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2013-04-01

View on SEC IAPD

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