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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-08
  • MO RA
    APPROVED
    Since 2024-03-08

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2011 02/2024
Thrivent Investment Management Inc Minneapolis MN 02/2024 Present
Thrivent Financial Appleton WI 02/2024 Present
Previous Registrations
  • 2013-11-25 → 2024-02-20
    St. Louis, MO
    St Louis, MO
    Maryland Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-23
  • S66 Uniform Combined State Law Examination
    2013-09-23
Other Names
  • Shannon Christine Harbaugh
  • Shannon Christine Harbaugh

View on SEC IAPD

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