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10 East Main Street Suite 110, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED_RES | 2025-04-05 |
| IN | RA | APPROVED | 2024-01-09 |
Branch Locations
10 East Main Street Suite 110, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Wise | Indianapolis | IN | 08/2019 | 10/2019 |
| Mariner Wealth Advisors | Indianapolis | IN | 01/2019 | 07/2019 |
| Capitas Financial | Indianapolis | IN | 01/2014 | 12/2018 |
| Unemployed | Indianapolis | IN | 07/2019 | 08/2019 |
| Circle City Lacrosse Llc | Indianapolis | IN | 08/2015 | Present |
| The Leaders Group Inc | Littleton | CO | 01/2015 | 12/2018 |
| Brebeuf Jesuit | Indianapolis | IN | 09/2013 | Present |
| Mark Wise | Indianapolis | IN | 10/2019 | 10/2020 |
| Northwestern Mutual Investment Services Llc | Indianapolis | IN | 10/2019 | 10/2020 |
| First Allied Securities, Inc | San Diego | CA | 10/2020 | 09/2022 |
| First Allied Advisory Services, Inc. | Schaumburg | IL | 01/2022 | 09/2022 |
| Cetera Advisors Llc | Indianapolis | IN | 09/2022 | 11/2023 |
| Goelzer Investment Management, Inc. | Indianapolis | IN | 11/2023 | Present |
1.) CIRCLE CITY LACROSSE LLC; DIRECTOR; START DATE 08/01/2015;80 HOURS PER MONTH. 2.) BREBEUF JESUIT PREPARATORY SCHOOL; HEAD LACROSSE COUCH; EDUCATION/TEACHING; START DATE 09/01/2012; 80 HOURS PER MONTH. 3.)BRUNETTE & ASSOCIATES; RSA; DBA (ONLY OFFERSFIRST ALLIED PRODUCTS/SERVICES; START DATE 10/05/2020; 160 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-11 |
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