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420 Center Street 1St Floor, Wallingford, CT 06492 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-08-27 |
| FL | RA | APPROVED | 2019-06-26 |
| CT | RA | APPROVED | 2019-05-29 |
Branch Locations
420 Center Street 1St Floor, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 09/2011 | Present |
1/2013 Life Insurance, Health, Fixed Annuity; 16 hrs/month non market hours, 4 hrs/month during market hours; 100% ownership; non investment related 12/2023 Toomey Investment Management -Tax Preparation; 20 hrs/week during tax season
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-26 |
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