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Brent M Carroll

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-07
  • CO RA
    APPROVED
    Since 2023-08-07

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Colorado Springs CO 11/2013 10/2021
Gwfs Equities, Inc Greenwood Village CO 10/2021 05/2023
Advised Assets Groups, Llc Greenwood Village CO 10/2021 05/2023
T. Rowe Price Colorado Springs CO 05/2023 Present
  • 11/2013 → 10/2021
    T. Rowe Price
    Colorado Springs, CO
  • 10/2021 → 05/2023
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 10/2021 → 05/2023
    Advised Assets Groups, Llc
    Greenwood Village, CO
  • 05/2023 → Present
    T. Rowe Price
    Colorado Springs, CO
Previous Registrations
Other Businesses

BEE SALON LLC; NOT INVESTMENT RELATED; COLORADO SPRINGS,CO; SALON AND SPA; OWNER 100%; 9/15/21; 0 HOURS; OWNERSHIP OF LLC, MANAGEMENT AND ACTIVITIES COMPLETED BY SPOUSE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05
Other Names
  • Brent Michael Carroll
  • Brent Carroll

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

More in Colorado Springs, CO

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