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Theofanis Bakolas

Morgan Stanley

Wellesley, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-29
CT RA APPROVED 2022-10-10
  • TX RA
    APPROVED
    Since 2022-11-29
  • CT RA
    APPROVED
    Since 2022-10-10

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Securities Corporation Braintree MA 06/2012 08/2022
Havener Capital Ptnrs: Institutional Div-Compass Securities Corp Newport RI 04/2013 08/2022
Morgan Stanley Smith Barney Llc Wellesley MA 09/2022 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2022 Present
  • 06/2012 → 08/2022
    Compass Securities Corporation
    Braintree, MA
  • 04/2013 → 08/2022
    Havener Capital Ptnrs: Institutional Div-Compass Securities Corp
    Newport, RI
  • 09/2022 → Present
    Morgan Stanley Smith Barney Llc
    Wellesley, MA
  • 10/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-10
S63 Uniform Securities Agent State Law Examination 2012-07-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-10
  • S63 Uniform Securities Agent State Law Examination
    2012-07-10
Other Names
  • Theo Bakolas

View on SEC IAPD

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ROBERTO MARIO PANDOLFI
ROBERT STEPHEN ROSELLI
PRAN NATH TIKU
EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
SLC MANAGEMENT · WELLESLEY HILLS, MA

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