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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-07-17
TX RA APPROVED 2019-07-15
  • TN RA
    APPROVED
    Since 2019-07-17
  • TX RA
    APPROVED
    Since 2019-07-15

Branch Locations

5885 Ridgeway Center Pkwy Suite 233, Memphis, TN 38120 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 07/2019
Raymond James Financial Services, Inc. Memphis TN 07/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Cook Financial Partners, LLC. Address: 5885 Ridgeway Center Parkway, Suite 233, Memphis, TN, 38120, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and operator in financial services practice (2)Name of Business: Ducks Unlimited Address: 4190 Central Lane, Memphis, TN, 38117, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Subcommittee Member Investment Related: No Start Date: 10/09/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: review financial condition of the non-profit organization and make plans for greater efficiency in use of funds for conservation work. Annual Budget committee meeting, with review and approval of the budget for the next fiscal year. (3)Name of Business: The 100 Club of Memphis Address: 600 Goodwyn St, Memphis, TN, 38111, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 08/30/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve on the Board of Directors, and am a past President (2018-2019). We review the financial condition at each board meeting. On an annual basis, we the board grants money for requests from local Sheriff, Police and Fire departments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-12
  • S66 Uniform Combined State Law Examination
    2011-12-12
Other Names
  • James Lee Cook
  • James Lee Cook

View on SEC IAPD

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