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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-08-11 |
| TX | RA | APPROVED | 2020-08-11 |
Branch Locations
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
Belmont, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Toledo | OH | 08/2011 | 08/2020 |
| Bank Of America, N.A. | Toledo | OH | 03/2012 | 08/2020 |
| Wells Fargo Clearing Services, Llc | Davidson | NC | 08/2020 | Present |
LYGS INVESTMENTS, INV RELATED, BELMONT, NC, 100% OWNERSHIP WITH SPOUSE, START: 5/31/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING, PRIVATE INVESTMENT HOLDING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-28 |
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