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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-23 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | Minneapolis | MN | 01/2015 | 09/2017 |
| Unemployed | New York | NY | 09/2017 | 04/2018 |
| Mutual Of America Life Insurance Company | New York | NY | 04/2018 | 03/2019 |
| Mutual Of America Securities Llc | New York | NY | 04/2018 | 03/2019 |
| Transamerica Investors Securities Corporation | St. Paul | MN | 03/2020 | 09/2020 |
| Unemployed | Minneapolis | MN | 03/2019 | 03/2020 |
| Transamerica Life Insurance Company | St. Paul | MN | 03/2020 | 09/2020 |
| Riversource Distributors, Inc. | Minneaplis | MN | 09/2020 | 05/2022 |
| New York Life Insurance Company | Saint Paul | MN | 05/2022 | 11/2023 |
| Nylife Securities Llc | Saint Paul | MN | 06/2022 | 11/2023 |
| Eagle Strategies Llc | Saint Paul | MN | 07/2022 | 11/2023 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 11/2023 | Present |
Name of Activity: Tennis Officiating; Date Activity Started/Modified/Ended: 10/21/2024; Type of Activity: Other - Athletics; Role/Relationship: Employee; Responsibilities: Official and umpire of tennis matches; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-11 |
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