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Current Employers
Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-26
  • TX RA
    APPROVED
    Since 2026-08-26

Branch Locations

525 Okeechobee Boulevard, Suite 1600, West Palm Beach, FL 33401 • United States

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-31
TX RA APPROVED_RES 2015-05-01
  • FL RA
    APPROVED
    Since 2015-08-31
  • TX RA
    APPROVED_RES
    Since 2015-05-01

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 04/2015 08/2026
Cresset Asset Management, Llc West Palm Beach FL 08/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
S63 Uniform Securities Agent State Law Examination 2013-08-09
  • S66 Uniform Combined State Law Examination
    2015-08-28
  • S63 Uniform Securities Agent State Law Examination
    2013-08-09

View on SEC IAPD

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