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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-19
  • TX RA
    APPROVED
    Since 2023-05-19

Branch Locations

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2017 05/2023
Dti Global Atlanta GA 08/2015 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 05/2023 Present
Bank Of America, N.A. The Woodlands TX 07/2023 Present
Previous Registrations
  • 2018-02-22 → 2023-05-22
    Conroe, TX
    Spring, TX
    St Louis, MO
    Spring, TX
    The Woodlands, TX
  • 2012-01-03 → 2012-05-09
    St Louis, MO
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-21
  • S66 Uniform Combined State Law Examination
    2018-02-21

View on SEC IAPD

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