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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-17 |
| NC | RA | APPROVED | 2018-10-05 |
Branch Locations
3318 W Friendly Ave Fl 3, Greensboro, NC 27410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 10/2009 | 10/2018 |
| Bank Of America, N.A. | Greensboro | NC | 07/2011 | 10/2018 |
| Suntrust Investment Services, Inc | Atlanta | GA | 10/2018 | Present |
| Suntrust Advisory Services, Inc | Atlanta | GA | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-28 |
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