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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-24 |
Branch Locations
255 Shoreline Dr Ste 400, Redwood City, CA 94065 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | San Jose | CA | 09/2016 | 08/2018 |
| Unemployed | Newark | NJ | 05/2016 | 09/2016 |
| Bank Of The West | San Jose | CA | 09/2016 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 08/2018 | 09/2020 |
| Ameriprise Financial Services Inc | Redwood Shores | CA | 09/2020 | 09/2020 |
| Ameriprise Financial Services, Llc | Redwood Shores | CA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Redwood Shores | CA | 09/2020 | Present |
Board of Directors; Sequoia Hospital Foundation Board; Board Member; 170 Alameda De Las Pulgas, , Redwood City, CA, 94062; Not Investment-Related; 05/30/2024; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-29 |
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