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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-22 |
| HI | RA | APPROVED | 2026-02-19 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 10/2014 | 09/2018 |
| Bancwest Investment Services, Inc. | Honolulu | HI | 03/2017 | 05/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | 10/2018 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 09/2017 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 10/2018 | 01/2026 |
| Morgan Stanley | Honolulu | HI | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-04 |
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