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Duyen Tran

Wells Fargo Clearing Services, LLC

San Diego, CA

Encinitas, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-30
MN RA APPROVED 2014-01-22
  • CA RA
    APPROVED
    Since 2017-06-30
  • MN RA
    APPROVED
    Since 2014-01-22

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

276 N El Camino Real Ste A, Encinitas, CA 92024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Eagan MN 07/2006 Present
Wells Fargo Advisors, Llc Eagan MN 09/2011 11/2016
Wells Fargo Clearing Services, Llc Eagan MN 11/2016 Present
  • 07/2006 → Present
    Wells Fargo Bank, N.A.
    Eagan, MN
  • 09/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Eagan, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Eagan, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-18
  • S63 Uniform Securities Agent State Law Examination
    2011-10-18
Other Names
  • Natalie Tran

View on SEC IAPD

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