Best Investors Account Sign in

Julia Hanh Ngo

J.P. Morgan Securities LLC

Westminster, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-06
TX RA APPROVED 2024-05-06
  • CA RA
    APPROVED
    Since 2024-05-06
  • TX RA
    APPROVED
    Since 2024-05-06

Branch Locations

6951 Bolsa Avenue, Westminster, CA 92683 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Fort Worth TX 09/2011 05/2017
Bank Of America, N.A./Merrill Lynch Newport Beach CA 05/2017 04/2024
J.P. Morgan Securities Llc Westminster CA 05/2024 Present
Jpmorgan Chase Bank, N.A. Westminster CA 05/2024 Present
  • 09/2011 → 05/2017
    First Command
    Fort Worth, TX
  • 05/2017 → 04/2024
    Bank Of America, N.A./Merrill Lynch
    Newport Beach, CA
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Westminster, CA
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Westminster, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-01
S63 Uniform Securities Agent State Law Examination 2012-07-23
  • S65 Uniform Investment Adviser Law Examination
    2012-09-01
  • S63 Uniform Securities Agent State Law Examination
    2012-07-23
Other Names
  • Hanh Thi My Ngo
  • Julia H. Ngo
  • Hanh Ngo
  • Julia Hanh Ngo
  • Julia Ngo

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
CRIMSON INVESTMENT MANAGERS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ADVISOR SHARE WEALTH MANAGEMENT, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
CENTAURUS FINANCIAL, INC.

Other Investors

HAN TRAN
Shelby Thai
UYEN QUANG
LUAN H VO
KELLY DUONG
MICHAEL TIMMY Tran
GINA G NGUYEN
MICHAEL WILLIAM JOWDY

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTMINSTER, CA
CETERA INVESTMENT ADVISERS LLC · WESTMINSTER, CA
CRIMSON INVESTMENT MANAGERS, LLC · WESTMINSTER, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Westminster, CA
ADVISOR SHARE WEALTH MANAGEMENT, LLC · Westminster, CA
J.P. MORGAN SECURITIES LLC · WESTMINSTER, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HUNTINGTON BEACH , CA
LPL FINANCIAL LLC · HUNTINGTON BEACH, CA

More in Westminster, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor