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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-21
  • CA RA
    APPROVED
    Since 2023-04-21

Branch Locations

20 Executive Park Suite 190, Irvine, CA 92614 • United States

Chino Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Ontario CA 09/2013 07/2021
Mml Investors Services Llc Ontario CA 10/2013 07/2021
Equity Services Inc Montpelier VT 04/2023 Present
National Life Group Irvine CA 04/2023 Present
Unemployed Chino Hills CA 08/2021 03/2023
  • 09/2013 → 07/2021
    Massmutual Life Insurance Company
    Ontario, CA
  • 10/2013 → 07/2021
    Ontario, CA
  • 04/2023 → Present
    Montpelier, VT
  • 04/2023 → Present
    National Life Group
    Irvine, CA
  • 08/2021 → 03/2023
    Unemployed
    Chino Hills, CA
Previous Registrations
  • 2013-10-23 → 2021-07-15
    Ontario, CA
    Newport Beach, CA
    Ontario, CA
    Newport Beach, CA
  • 2010-12-07 → 2013-09-16
    Brea, CA
  • 2009-05-02 → 2010-11-17
    Chase Investment Services Corp.
    Eastvale, CA
    Chino Hills, CA
    Chino, CA
  • 2008-07-24 → 2009-05-02
    Wamu Investments, Inc.
    Chino, CA
    Chino Hills, CA
    Mira Loma, CA
    Upland, CA
Other Businesses

*ERWIN PRIETO - INSURANCE SALES. 14721 SILVER SPUR COURT, CHINO HILLS, CA. FEB 2000. INV REL. SALE OF LIFE INS, DIS INS, LTC, FIXED ANNUITIES, AND HEALTH INS. AGENT. EDUCATE CLIENTS ON INS PRODUCTS. DURING TRADE HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-25
S63 Uniform Securities Agent State Law Examination 2002-10-14
  • S65 Uniform Investment Adviser Law Examination
    2006-10-25
  • S63 Uniform Securities Agent State Law Examination
    2002-10-14

View on SEC IAPD

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