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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Los Angeles | CA | 04/2013 | 12/2023 |
| Husami & Associates, Inc. | Fullerton | CA | 01/2024 | Present |
| Erika Puzik & Associates | Los Angeles | CA | 04/2013 | 12/2023 |
| Avantax Investment Services Inc. | Fullerton | CA | 01/2024 | 03/2024 |
| Avantax Advisory Services | Fullerton | CA | 01/2024 | 03/2024 |
| Avantax Investment Services Inc. | Fullerton | CA | 03/2025 | 09/2025 |
| Avantax Advisory Services | Fullerton | CA | 03/2025 | 09/2025 |
| Husami & Associates, Inc. | Fullerton | CA | 01/2024 | Present |
| Cetera Wealth Services, Llc | Fullerton | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) "Husami & Associates, Inc.; Wealth Management Associate; Husami and Associates provides accounting, tax and financial services to family owned and privately held businesses. Services include investment and retirement planning.; Yes; 160; 130; 01/16/2024; 1400 Brea Blvd Fullerton CA 92835; Handling client money movement request New account opening Responding to client emails and calls Meeting prep- reports Service401k accounts 2) HUSAMI & ASSOCIATES, INC. POSITION: Wealth Management Associate NATURE: Husami and Associates provides accounting, tax and financial services to family owned and privately held businesses. Services include investment and retirement planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2024 ADDRESS: 1400 Brea Blvd, Fullerton CA 92835, United States DESCRIPTION: Handling client money movement request New account opening Responding to client emails and calls Meeting prep- reports Service401k accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-25 |
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