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Chase Bradley Pollard

Charles Schwab & Co., Inc.

Mission Viejo, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
CA RA APPROVED 2012-02-07
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • CA RA
    APPROVED
    Since 2012-02-07

Branch Locations

27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Brea CA 08/2011 Present
Charles Schwab Bank Brea CA 08/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-06
  • S66 Uniform Combined State Law Examination
    2012-02-06

View on SEC IAPD

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EDWARD JONES · MISSION VIEJO, CA
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WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
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CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
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