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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-12 |
Branch Locations
1780 Hughes Landing Blvd Suite 475, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | The Woodlands | TX | 12/2014 | 01/2018 |
| National Securities Corp | The Woodlands | TX | 01/2018 | 07/2022 |
| B. Riley Wealth Advisors | The Woodlands | TX | 01/2018 | Present |
| B. Riley Wealth Management | The Woodlands | TX | 07/2022 | Present |
(1) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; 1780 HUGHES LANDING BLVD. STE 475 THE WOODLANDS, TX 77380; INSURANCE PRODUCTS SALES & SERVICE; REGISTERED SALES ASSISTANT; START DATE: 12/2023; 15 HRS/MONTH, DURING TRADING HRS. (2) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED; 1780 HUGHES LANDING BLVD Blvd. STE 475 THE WOODLANDS, TX 77380; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 11/2023. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. (3) NOTARY PUBLIC; NOT INVESTMENT-RELATED; 102 FALLOW BUCK DR CONROE, TX; START DATE 02/2020; 1 HR/MONTH 0 DURING TRADING HOURS; CONDUCT NOTARY SERVICES FOR NON-BRWM BUSINESS.... 4) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-02 |
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