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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-08 |
| FL | RA | APPROVED | 2015-12-03 |
Branch Locations
401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States
Coral Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Ft. Lauderdale | FL | 09/2015 | Present |
SOS Children's Villages - Florida United States / 3681 NW 59 Place FL / www.sosflorida.com/ Charity / Charity /Member of Board of directors / Start Date 6/1/2019 No No /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-01 |
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