Carolyn Ann Asencio

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-08
FL	RA	APPROVED	2015-12-03

TX RA
APPROVED_RES

Since 2020-01-08
FL RA
APPROVED

Since 2015-12-03

Branch Locations

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Coral Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Ft. Lauderdale	FL	09/2015	Present

09/2015 → Present

Ubs Financial Services Inc.

Ft. Lauderdale, FL

Other Businesses

SOS Children's Villages - Florida United States / 3681 NW 59 Place FL / www.sosflorida.com/ Charity / Charity /Member of Board of directors / Start Date 6/1/2019 No No /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-01

S66 Uniform Combined State Law Examination

2015-12-01

Other Names

Carolyn Ann Cusato

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews