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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-03-15 |
Branch Locations
7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States
Bloomington, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2011 | 03/2017 |
| Td Ameritrade, Inc | Minneapolis | MN | 04/2017 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 06/2020 |
| Axa Equitable | Minneapolis | MN | 08/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2017 | 03/2021 |
| Equitable | Minneapolis | MN | 08/2017 | 03/2021 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2021 | Present |
Board of Directors; Jefferson High School Softball Booard; President; 4001 W 102nd St, , Bloomington, MN, 55437; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-12 |
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