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Nicholas Anthony Parisi

Total Investment Management, Inc.

Scottsdale, AZ

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Current Employers
Total Investment Management, Inc.

9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-04-08
  • AZ RA
    APPROVED
    Since 2019-04-08

Branch Locations

9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Phoenix AZ 01/2016 04/2017
Learnvest Inc. Scottsdale AZ 05/2017 06/2018
Sabbatical Scottsdale AZ 07/2018 03/2019
Total Investment Management, Inc. Scottsdale AZ 03/2019 Present
  • 01/2016 → 04/2017
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 05/2017 → 06/2018
    Learnvest Inc.
    Scottsdale, AZ
  • 07/2018 → 03/2019
    Sabbatical
    Scottsdale, AZ
  • 03/2019 → Present
    Total Investment Management, Inc.
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-04
S63 Uniform Securities Agent State Law Examination 2011-09-20
  • S65 Uniform Investment Adviser Law Examination
    2014-08-04
  • S63 Uniform Securities Agent State Law Examination
    2011-09-20
Designations
Other Names
  • Nicholas Anthony Parisi
  • Nick Anthony Parisi

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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