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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-21 |
| CA | RA | APPROVED | 2012-06-04 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Seal Beach | CA | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 11/2016 | Present |
(3) RENTAL PROPERTIES, INV RELATED, PUEBLO, CO, 50% OWNERSHIP, START 10/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. (3) RENTAL PROPERTIES, INV RELATED, PUEBLO, CO, 50% OWNERSHIP, START 10/17/2017, 6 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. LOS PANAS LTD LLC, INV RELATED, PARKER, CO, START 10/30/2017, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: PURCHASE RENTAL PROPERTY. (2) RENTAL PROPERTIES, INV RELATED, PUEBLO, CO, 50% OWNERSHIP, START 4/17/2019, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY, INV RELATED, PUEBLO, CO, 50% OWNERSHIP, START 3/1/2019, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY, INV RELATED, PUEBLO, CO, 50% OWNERSHIP, START 1/1/2019, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY, INVT RELATED, PUEBLO, CO, 50% OWNERSHIP, START 9/30/2019, 5 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE PROPERTY RENTAL PROPERTY, INV RELATED, PUEBLO, CO, 50% OWNERSHIP, START 8/6/2020, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE PROPERTY. AUTHOR; NON INV RELATED; COSTA MESA, CA; FICTIONAL ADVENTURE BOOK TITLED THE WENDALS; START: 2/2021; 0 HR/MO; 0 DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; NORTH LITTLE ROCK, AR; 50% OWNERSHIP; START 4/2/2021; 2 HOURS PER MONTH; ZERO HOURS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; LITTLE ROCK, AR, 50% OWNERSHIP, START 4/2/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0. (2) RENTAL PROPERTIES, INV RELATED, HOT SPRINGS, AR, 50% OWNERSHIP, 3/4/2022, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-01 |
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