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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-28 |
| TX | RA | APPROVED_RES | 2020-01-08 |
| OH | RA | APPROVED | 2016-11-30 |
Branch Locations
100 East Business Way Suite 360, Cincinnati, OH 45241 • United States
4221 West Boy Scout Blvd Suite 190, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 07/2014 | 11/2016 |
| Financial Engines Advisors L.L.C. | Cincinnati | OH | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-01 |
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