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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
9303 S Broadway, Highlands Ranch, CO 80126 • United States
7350 Park Meadows Dr, Lone Tree, CO 80124 • United States
9376 S University Blvd, Highlands Ranch, CO 80126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Lone Tree | CO | 05/2010 | 10/2021 |
| Wells Fargo Advisors Llc | Lone Tree | CO | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lone Tree | CO | 11/2016 | 10/2021 |
| U.S. Bancorp Investments, Inc. | Highlands Ranch | CO | 10/2021 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Highlands Ranch | CO | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-04 |
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