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7700 Irvine Center Dr, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2023 | 12/2025 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 05/2023 | 12/2025 |
| Msq Ventures | New York City | NY | 08/2019 | 05/2023 |
| East West Bank | Beverly Hills | CA | 10/2017 | 07/2019 |
| Blue Stone Capital | Santa Clara | CA | 12/2016 | 10/2017 |
| Svb Financial Group | San Francisco | CA | 12/2015 | 11/2016 |
| Northwestern Mutual Wealth Management Company | Los Angeles | CA | 08/2023 | 12/2025 |
| Xfo Capital | Irvine | CA | 12/2025 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-20 |
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