Jeffrey Lloyd Nelson

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 12/2017
  Tiaa
  Newport Beach, CA
• 12/2014 → 11/2017
  Tiaa-Cref Individual & Institutional Services, Llc
  Newport Beach, CA
• 04/2018 → 08/2019
  Tiaa
  Newport Beach, CA
• 04/2018 → 08/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Newport Beach, CA
• 12/2017 → 04/2018
  Key Bank
  Portland, OR
• 08/2019 → Present
  Charles Schwab & Co., Inc.
  San Diego, CA
• 08/2019 → 06/2022
  Charles Schwab Bank
  Redmond, WA
• 06/2022 → Present
  Schwab Wealth Advisory, Inc.
  San Diego, CA

Previous Registrations

• 2018-05-14 → 2019-08-14
  Tiaa-Cref Individual & Institutional Services, Llc
  Newport Beach, CA
• 2014-12-18 → 2017-11-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Newport Beach, CA
• 2011-10-17 → 2014-12-05
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  El Segundo, CA
  Anaheim, CA
  Greenwood Village, CO
  Denver, CO
  Denver, CO
  Littleton, CO
  Greenwood Village, CO
  Centennial, CO

Other Businesses

1) University of California, Irvine | Investment Related:No|510 E Peltason Dr|Irvine|CA|92697|USA|Education|Instructor|1/1/2017|Less than 20|0|Instructor for the Personal Financial Planning certificate program, which is also a CFP board certified program.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-13

Designations

• Certified Financial Planner

Other Names

• Jeffrey Lloyd Nelson
• Jeff Lloyd Nelson