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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greensboro | NC | 11/2014 | 10/2021 |
| Lpl Financial Llc | Summerfield | NC | 10/2021 | Present |
| Blue Ridge Bank | Kilmarnock | VA | 12/2021 | Present |
1. 10/8/2021 - JAMES BARBER II REVOCABLE TRUST-TRUSTEE - Not Investment Related - Act in a Fiduciary Capacity - Trustee - Started 06/01/2010. 2. 12/17/2021 - Financial Resources Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/06/2021 - 160 Hours Per Month/40 Hours During Securities Trading. 3. 03/31/2022 - BRB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/08/2021- 160 Hours Per Month/ 8 Hours During Securities Trading. 4. 2/7/2023 - No Business Name - Investment Related - Non-Variable Insurance - Agent - Start Date - 1/31/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-26 |
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