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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-01-05
  • NC RA
    APPROVED
    Since 2015-01-05

Branch Locations

500 W 5Th St Ste 604, Winston Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2014 02/2018
Northwestern Mutual Investment Services, Llc Winston Salem NC 01/2014 Present
Daddy Daughter Books Elkin NC 05/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2017 02/2018
J. Brent Hedrick Winston Salem NC 02/2018 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2018 Present
  • 01/2014 → 02/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2014 → Present
    Winston Salem, NC
  • 05/2013 → Present
    Daddy Daughter Books
    Elkin, NC
  • 04/2017 → 02/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2018 → Present
    J. Brent Hedrick
    Winston Salem, NC
  • 05/2018 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, FOOTHILLS ARTS COUNCIL, 129 CHURCH STREET, ELKIN, , NORTH CAROLINA, 28621, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/16/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE AS TREASURER - ENSURE THAT THE ORGANIZATION'S FINANCIAL POLICIES ARE ENFORCED, RUN FINANCIAL REPORTS, CREATE A BUDGET, VOTE ON ORGANIZATION MATTERS, & OVERSEE THE ORGANIZATION'S FINANCES. 3. 50% OWNER, COMMERCIAL RENTAL PROPERTY, TBD - PROBABLY ELKIN, NC, TBD, , NORTH CAROLINA, 28621, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/17/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROCESS RENTAL PAYMENTS & UTILITIES; MAKE SURE FACILITY IS MAINTAINED & EQUIPMENT OPERATING PROPERLY; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-03
S63 Uniform Securities Agent State Law Examination 2011-12-01
  • S65 Uniform Investment Adviser Law Examination
    2015-01-03
  • S63 Uniform Securities Agent State Law Examination
    2011-12-01
Other Names
  • Jay Morphis
  • Robert Morphis

View on SEC IAPD

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