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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npa Financial, Llc | Clifton Park | NY | 08/2010 | 04/2018 |
| Equity Services, Inc. | Montpelier | VT | 08/2011 | 04/2018 |
| Lpl Financial Llc | Latham | NY | 05/2018 | Present |
1) 05/04/2018 - Empire Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2018 - 160 hr/mth 2) 05/04/2018 - Empire Financial Advisors - Careington Dental - Non-Variable Insurance - inv rel - at reported business location(s) - start: 05/2018 3) 05/04/2018 - Empire Financial Advisors - Ameritas Dental - Non-Variable Insurance - inv rel - at reported business location(s) - start: 05/2018. 4) 12/21/2020 - Advisors Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2018 - 8 Hours Per Month During Securities Trading. 5) 2/26/2021 - Lincoln Financial Group - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2019 - Life Insurance Agent - 1 Hour Per Month During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-26 |
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