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Timothy John Ressler

Charles Schwab & Co., Inc.

West Hartford, CT

Stamford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-07-10
  • CT RA
    APPROVED
    Since 2023-07-10

Branch Locations

11 South Main Street, West Hartford, CT 06107 • United States

300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tnt Clambakes Old Lyme CT 07/2011 06/2017
Axa Advisors, Llc New York NY 10/2011 05/2017
Fidelity Brokerage Services West Hartford CT 06/2017 01/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2021
Axa Advisors Hamden CT 10/2011 06/2017
Fidelity Investments West Hartford CT 06/2017 01/2021
Connecticut Wealth Management Farmington CT 01/2021 05/2021
Cetera Advisors St. Cloud MN 10/2021 06/2023
Ccr Wealth Management Southington CT 09/2021 06/2023
N/A New London CT 05/2021 09/2021
Charles Schwab & Co., Inc. West Hartford CT 06/2023 Present
Charles Schwab Bank, Ssb West Hartford CT 06/2023 Present
  • 07/2011 → 06/2017
    Tnt Clambakes
    Old Lyme, CT
  • 10/2011 → 05/2017
    Axa Advisors, Llc
    New York, NY
  • 06/2017 → 01/2021
    Fidelity Brokerage Services
    West Hartford, CT
  • 07/2018 → 01/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2011 → 06/2017
    Axa Advisors
    Hamden, CT
  • 06/2017 → 01/2021
    Fidelity Investments
    West Hartford, CT
  • 01/2021 → 05/2021
    Connecticut Wealth Management
    Farmington, CT
  • 10/2021 → 06/2023
    Cetera Advisors
    St. Cloud, MN
  • 09/2021 → 06/2023
    Ccr Wealth Management
    Southington, CT
  • 05/2021 → 09/2021
    N/A
    New London, CT
  • 06/2023 → Present
    Charles Schwab & Co., Inc.
    West Hartford, CT
  • 06/2023 → Present
    Charles Schwab Bank, Ssb
    West Hartford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-16
S63 Uniform Securities Agent State Law Examination 2012-06-02
  • S65 Uniform Investment Adviser Law Examination
    2014-06-16
  • S63 Uniform Securities Agent State Law Examination
    2012-06-02
Designations
Other Names
  • Timothy J. Ressler
  • Tim Ressler

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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