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Current Employers
Sovran Advisors, Llc

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-27
CA RA APPROVED 2024-02-23
  • TX RA
    APPROVED
    Since 2024-02-27
  • CA RA
    APPROVED
    Since 2024-02-23

Branch Locations

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

3200 Park Center Dr. Suite 1240, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Irvine CA 03/2012 03/2017
Massachusetts Mutual Life Insurance Company Costa Mesa CA 07/2016 02/2024
Mml Investors Services, Llc Costa Mesa CA 03/2017 02/2024
Sovran Advisors Llc - Crd 329415 Costa Mesa CA 02/2024 Present
Parliament Wealth Management And Insurance Services Costa Mesa CA 02/2024 Present
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
  • 03/2012 → 03/2017
    Metlife Securities Inc
    Irvine, CA
  • 07/2016 → 02/2024
    Massachusetts Mutual Life Insurance Company
    Costa Mesa, CA
  • 03/2017 → 02/2024
    Costa Mesa, CA
  • 02/2024 → Present
    Sovran Advisors Llc - Crd 329415
    Costa Mesa, CA
  • 02/2024 → Present
    Parliament Wealth Management And Insurance Services
    Costa Mesa, CA
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
  • 2017-03-25 → 2024-03-06
    Costa Mesa, CA
  • 2012-05-11 → 2017-03-25
    Msi Financial Services, Inc.
    Irvine, CA
Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM. POSITION/TITLE/RELATIONSHIP: INVESMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: 3(38) SERVICES, FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/1988 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MARKETING PURPOSES START DATE: 02/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-03
  • S66 Uniform Combined State Law Examination
    2012-04-03
Designations

View on SEC IAPD

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