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Spencer J Kubo

Kubo Financial Planning And Investments, LLC

Edina, MN

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Current Employers
Kubo Financial Planning And Investments, Llc

200 Southdale Center, Edina, MN 55435 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-13
  • MN RA
    APPROVED
    Since 2018-02-13

Branch Locations

200 Southdale Center, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 05/2011 11/2017
Bank Of America N.A Paramus NJ 05/2012 11/2017
Kubo Financial Planning And Investments, Llc Edina MN 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-06
  • S66 Uniform Combined State Law Examination
    2012-01-06
Other Names
  • Spencer James Kubo

View on SEC IAPD

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