William Lawrence Faith

Current Employers

Employment History

• 08/2014 → 05/2018
  William L. Faith, Iii
  Laguna Niguel, CA
• 08/2014 → 05/2018
  W.L. Faith Investment Management, Llc
  Laguna Niguel, CA
• 03/2017 → 05/2018
  Glaukos Corporation
  San Clemente, CA
• 05/2018 → 07/2023
  Lpl Financial Llc
  Ontario, CA
• 05/2018 → 07/2023
  Citizens Business Bank
  Ontario, CA
• 07/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  Laguna Niguel, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Laguna Niguel, CA

Previous Registrations

• 2023-08-01 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
  Rancho Santa Margarita, CA
  Westminster, CA
  Mission Viejo, CA
  Laguna Niguel, CA
  Dana Point, CA
  Fullerton, CA
• 2018-05-16 → 2023-08-16
  Lpl Financial Llc
  San Diego, CA
  Ontario, CA
  Orange, CA
  Santa Ana, CA
  Orange, CA
  Laguna Beach, CA
  Newport Beach, CA
  Fullerton, CA
  San Diego, CA
  Laguna Niguel, CA
  Laguna Hills, CA
  Brea, CA
  Santa Fe Springs, CA
  Huntington Beach, CA
  Laguna Niguel, CA
  Newport Beach, CA
  Laguna Niguel, CA
  Corona, CA
  Lagnua Hills, CA
• 2014-09-17 → 2018-07-02
  W.L. Faith Investment Management, Llc
  Laguna Niguel, CA
• 2013-08-22 → 2014-09-16
  Wells Fargo Clearing Services, Llc
  Mission Viejo, CA
• 2011-10-17 → 2013-08-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA

Other Businesses

1) Center for Investment & Wealth Management; Investment-related; Ladera Ranch, CA; Non-Profit; Advisory Board Member; 01/2021; 1 hour/ month; 0 hours/ trading; Attend meetings & provide feedback on programs. 2) L&M Cornerstone, LLC; Non Investment-related; Ladera Ranch, CA; Real Estate; Owner; 08/2021; 2 hours/ month; 0 hours/ trading; Review accountant statements and reports.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-07-12
• S66 Uniform Combined State Law Examination
  2011-10-14

Other Names

• Trey Faith
• William Lawrence Faith
• William Faith
• William Lawrence Faith